Agency Control Officer
Raul has been in finance for over 25 years. He previously worked for Park Avenue Securities operations for three years. With previous employers, he managed a variety of groups: the Brokerage Call Center, Retirement Services Call Center, New Accounts, Account Transfers, Commissions and Projects.
Now as the Agency Control Officer for National Financial Network, Raul helps our advisors be as successful as possible while adhering to all regulatory and firm requirements. That in turn allows the advisors to help their clients achieve their goals. Raul enjoys the beach, hiking, and playing golf.
Registered Representative & Investment Advisor of Park Avenue Securities, Agency Control Officer of Guardian