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W E A  L T H   M A N A G E M E N T 

<strong>Build a Plan Around You</strong>

Build a Plan Around You

After working closely to define your investment goals and objectives we develop an investment strategy that may consists of mutual funds, bonds, Exchange Traded Funds (ETF’s), closed end funds, stocks, bonds or annuities. Our approach to asset management is holistic: we will custom build your investment plan to compliment other planning concerns such as taxes, workplace benefit plans, etc.

Our clients leverage our experience to help them steer clear of short-lived investment fads and market timing methods that are commonly followed. The strategies that we employ have navigated both the best and worst market conditions over the past few decades and place an emphasis on risk management and diversification. While we recognize that the best investment advisors learn from the past, a sound plan must be forward looking. 

ADVISORY
SOLUTIONS

Access to a suite of objective, fee-based asset allocation and model portfolio solutions based on your investment needs.


Mutual Fund & ETF, Wrap Programs, Advisor Managed, Portfolio, Separately, Managed Accounts, Unified Managed Accounts
*Fee-based financial planning is offered by appropriately licensed and qualified Investment Advisor Representatives of Park Avenue Securities (PAS). 

BROKERAGE
ACCOUNTS

Custodied through Pershing, a subsidiary of BNY Mellon – a leading provider of global financial business solutions for over 75 years. Pershing has been named the #1 clearing firm, ranked by a number of broker/dealer customers.

No account minimums, 200+ mutual fund, families, Donor-advised funds, ETFs, Individual Securities (stocks, bonds, options)

CASH
MANAGEMENT

Cash protection and securities-based lending capabilities with your brokerage and advisory accounts provide safety and liquidity when needed.



FDIC-Insured Bank Deposit Sweep Programs, Securities-based lending, CDs, Cash management features with Corestone Accounts®

ANNUITIES AND
INSURANCE

Annuities are tax-deferred investments to help generate guaranteed income during retirement, and insurance solutions provide many protection and planning benefits.*


Variable & Fixed-Annuity Solutions, Variable Universal Life, Variable and non-variable life insurance (cash value whole life).
*All guarantees are backed exclusively by the strength and claims paying ability of the issuing insurance company.

EDUCATION
ACCOUNTS

Competitive solutions to help you save for primary school and college.



529s, Coverdell ESAs, UGMAs

RETIREMENT
PLANS

Objective, flexible qualified plan solutions for small and large businesses.




403(b), 457, 401(k), profit-sharing, cash balance, defined benefit and combo plans, Fiduciary support services, Participant education resources